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Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-01 |
| NJ | RA | APPROVED | 2025-07-15 |
Branch Locations
1589 Palisades Ave, Fort Lee, NJ 07024 • United States
31-10 37Th Avenue Suite 400, Long Island City, NY 11101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navian Capital Securities, Llc | Cincinnati | OH | 06/2014 | 03/2017 |
| Invest Financial Corporation | Tampa | FL | 05/2017 | 01/2022 |
| Investors Bank | Iselin | NJ | 05/2017 | 12/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | 01/2022 |
| Infinex Investments, Inc. | Meriden | CT | 01/2022 | 07/2025 |
| Apple Bank | New York | NY | 01/2022 | 01/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Fort Lee | NJ | 07/2025 | Present |
| Alma Bank | Fort Lee | NJ | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-26 |
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