Karen S. K. Roberts

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.W. Cole Financial, Inc.
  Deerfield Beach, FL
• 10/2012 → Present
  J.W. Cole Advisors, Inc.
  Deerfield Beach, FL

Previous Registrations

• 2004-12-06 → 2012-11-08
  Osaic Fa, Inc.
  Boca Raton, FL
  Coral Springs, FL
  Boca Raton, FL
  Coral Springs, FL
  Deerfield Beach, FL

Other Businesses

(1) KAREN K ROBERTS; 2300 Corporate Blvd NW, Ste 111, Boca Raton, FL 33431; INSURANCE; Investment related; Agent; OFFERING DISABILITY INCOME PRODUCTS, TRADITIONAL LIFE INSURANCE, AND HEALTH SAVINGS ACCOUNTS LONG TERM CARE, MEDICARE; START DATE: 1/1/2003; 8 hours/month, 8 hours/month during trading. (2)MEMBER OF WOMEN IN INSURANCE AND FINANCIAL SERVICES; START DATE: 10/2005; HOURS PER MONTH: 10 (3) THE EMERALD FINANCIAL GROUP; DBA; 2300 Corporate Blvd NW, Ste 111, Boca Raton, FL 33431. (4) KRoberts University; not investment related; start date 8/1/2020 - owner; 2300 Corporate Blvd NW, Ste 111, Boca Raton, FL 33431; book & online course sales; 10 hours per month, 4 hours per month during trading. (5) KarenKRoberts; not investment related; start date 4/1/2023 - owner; 2300 Corporate Blvd NW, Ste 111, Boca Raton, FL 33431; consultant for estate planning services; 5 hours during trading per month (6) DPO Wealth Management DBA; Investment Related; 12500 Brantley Commons Court, Fort Myers, FL 33907; Financial Services/Planning; Financial Advisor; Start date 5/27/2025; Approximately 80 hours per month; Approximately 80 hours per month during trading hours; Karen Roberts will be in partnership with another representative of JW Cole to do financial planning, insurance and investments with clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-24
• S63 Uniform Securities Agent State Law Examination
  1990-02-27

Designations

• Chartered Financial Consultant

Other Names

• Karen S K Roberts