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Inactive

Wendy Louise Nelson Bailey

Southern Capital Services Inc

Daphne, AL

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Current Employers
Southern Capital Services Inc

29000 Us Hwy 98 The Summit, Suite 203-B, Daphne, AL 36526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-23
AL RA APPROVED 2011-11-07
  • TX RA
    APPROVED
    Since 2012-07-23
  • AL RA
    APPROVED
    Since 2011-11-07

Branch Locations

29000 Us Hwy 98 The Summit, Suite 203-B, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Capital Services Inc Daphne AL 11/2011 Present
Previous Registrations
  • 2007-11-06 → 2010-12-17
    Uvest Financial Services Group, Inc.
    Foley, AL
    Foley, AL
    Daphne, AL
  • 2005-03-30 → 2006-06-07
    Morgan Stanley Dw Inc.
    Mobile, AL
  • 2004-01-28 → 2004-07-26
    Vanguard Advisers, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-07
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    2005-04-07
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09
Designations
Other Names
  • Wendy Louise Nelson
  • Wendy Nelson Hatch
  • Wendy Nelson Bailey
  • Wendy L. Nelson
  • Wendy Nelson Bailey
  • Wendy Louise Bailey

View on SEC IAPD

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MARK FARLOW
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KELLY SHAWN DOWELL
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Other Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL
CHARLES SCHWAB & CO., INC. · Spanish Fort, AL
EAGLE STRATEGIES LLC · DAPHNE, AL
OSAIC WEALTH, INC. · DAPHNE, AL
EDWARD JONES · Spanish Fort, AL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · DAPHNE, AL

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