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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chico | CA | 08/2009 | Present |
1. Work Training Center; 460 W.East Avenue Ste. 110 Chico CA 95926; Works with developmentally disabled clients; Board Member; General Board of Director duties; 11/01/2023; 10.00hrs/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-21 |
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