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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-23
NJ RA APPROVED 2002-07-30
  • TX RA
    APPROVED_RES
    Since 2021-11-23
  • NJ RA
    APPROVED
    Since 2002-07-30

Branch Locations

1433 Hooper Ave Suite 339, Toms River, NJ 08753 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

NAME OF ENTITY: ORCHARD CREST ADVISORS LLC TYPE OF BUSINESS: LLC TO PAY ASSISTANT START DATE: 01/2016 # HOURS/MONTH: 1 NON-INVESTMENT RELATED NAME OF ENTITY: TITAN AGENCY TYPE OF BUSINESS: P&C START DATE: 3/2018 # HOURS/MONTH: 5 WEBSITE: Www.pwsgroupnj.com

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-10
  • S66 Uniform Combined State Law Examination
    1999-07-10

View on SEC IAPD

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