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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-06
NE RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2009-02-06
  • NE RA
    APPROVED
    Since 1997-12-31

Branch Locations

208 N 5Th St Ste A, Norfolk, NE 68701-4155 • United States

736 N Diers Ave, Grand Island, NE 68803 • United States

408 N Oakland Ave, Oakland, NE 68045-1135 • United States

Norfolk, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Norfolk NE 09/2005 03/2020
Ameriprise Financial Services, Llc Norfolk NE 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 200 south 11th norfolk ne, ,; Not Investment-Related; 02/01/1998 / Single Family; 1205 koenigstein avenorfolk ne 68701, ,; Not Investment-Related; 12/20/2013 / Multi-Family; 203 N. 9th st Norfolk ne 68701, ,; Not Investment-Related; 01/18/2016 / Single Family; 305 North 10th Norfolk ne 68701, ,; Not Investment-Related; 05/10/2016 / Single Family; 713 south 11th st. Norfolk ne 68701, ,; Not Investment-Related; 06/01/2016 / Single Family; 1100 pierce st Norfolk ne 68701, ,; Not Investment-Related; 01/01/2017 / Single Family; 918 south 1st st Norfolk ne 68701, ,; Not Investment-Related; 05/24/2017 / Multi-Family; 114-114 1/2 west phillip ave Norfolk ne 68701, ,; Not Investment-Related; 05/24/2017 / Multi-Family; 312 N. 9th StNorfolk ne 68701, ,; Not Investment-Related; 08/01/2018 / Single Family; 1321 Elm stNorfolk NE 68701, ,; Not Investment-Related; 09/10/2018 / Single Family; 501 s 6th st norfolk ne, ,; Not Investment-Related; 05/01/1996 / Single Family; 2006 madison norfolk ne, ,; Not Investment-Related; 06/15/2002 / Single Family; 121 foggy bay lane hollister mo, ,; Not Investment-Related; 04/01/2009 / Single Family; 2216 madison ave norfolk ne, ,; Not Investment-Related; 06/25/2012 / Single Family; 1217 madison ave norfolk ne 68701, ,; Not Investment-Related; 07/02/2012 / Single Family; 115 applewood ave norfolk ne 68701, ,; Not Investment-Related; 07/05/2012 / Single Family; 1113 grant ave norfolk ne 68701, ,; Not Investment-Related; 08/20/2012 / Single Family; 1306 west park avenorfolk ne 68701, ,; Not Investment-Related; 05/25/2013. Independent Insurance Brokering; equitable,; 01/01/2007; / john hancock; 05/01/2006; / Mutual of Omaha; 03/07/2012; / Transamerica; 06/17/2013; . Business Ownership; Vineyard Properties L.L.C.; ; its a holding company for the real estate properties listed under real estate ownership; 2305 West Nucor rd Norfolk ,ne 68701, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Bedrock Holdings LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 208 N. 5th Street STE A, , Noroflk, NE, 68701; Investment-Related; 07/01/2022; 60 hours per month; 60 during trading hours. Board of Directors; rejoice ministries; vice president; 4400 pierce street norfolk ne, ,; ; 01/01/2005; 1 to 9 hours per month; . Outside Employment; Bedrock Holdings LLC; Managing Partner - If Owner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 208 N. 5th Street STE A, , Norfolk, NE, 68701; Investment-Related; 07/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-01
  • S63 Uniform Securities Agent State Law Examination
    1989-11-01

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