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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED
    Since 2013-02-13

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Baton Rouge LA 02/2013 Present
Previous Registrations
  • 2004-08-27 → 2013-02-13
    Morgan Keegan & Company, Llc
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

(1) CUTAGENESIS: THERAPUTIC COSMETICS ADDRESS: 217 STEPHANIE AVE,LAFAYETTE, LA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 03/31/2008 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: INVESTMENT / PRIVATE PLACEMENT (2) (1)Name of Business: DS Brothers LLC Address: 448 Woodstone Drive, Baton Rouge, LA, 70808, United States Activity Type: Rental Real Estate Position/Title: Agent, Partner Investment Related: Yes Start Date: 09/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owning a lake house that we will rent. My brother is going to be managing this. I am just investing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 1990-01-05
  • S65 Uniform Investment Adviser Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    1990-01-05
Other Names
  • Marc Sanchez

View on SEC IAPD

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