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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| IN | RA | APPROVED | 2021-03-09 |
| GA | RA | APPROVED | 2018-12-05 |
| NM | RA | APPROVED | 2018-06-01 |
| TX | RA | APPROVED | 2005-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | El Paso | TX | 07/1997 | Present |
| Park Avenue Securities | El Paso | TX | 01/2004 | Present |
1. Selling insurance products other than Guardian Life Disability Insurance, Start: 01/01/2004, Address: 1517 Montana Ave El Paso, Texas 79902, 20 bus hrs per month, Investment related, >10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-07 |
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