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Leigh Baldwin & Co., LLC CRD 38751
$291M regulatory AUM 687 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
112 Albany Street, Cazenovia, NY 13035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 08/1995 | Present |
THE SOVIK GROUP, INC. - HEALTH, LIFE, DISABILITY, LTC INSURANCE.; 50% OWNER; APPROX. 20 HRS/WK DURING MARKET HOURS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-13 |
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