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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-18 |
Branch Locations
5707 Southwest Parkway Bld 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Austin | TX | 04/2016 | 09/2020 |
| H. Beck, Inc. | Bethesda | MD | 12/2017 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 04/2016 | 09/2020 |
| Kestra Investment Services, Llc | Austin | TX | 09/2020 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 09/2020 | Present |
Business Name: Tres Pobres Hermanos, LLC Investment Related: Yes Address: 8804 Blazyk Dr Austin TX 78737 Nature of Business: Real Estate Position, Title or Relationship: General Partner Start Date: 8/14/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General Partner FINANCIAL SERVICES INSTITUTE (FSI) POSITION: Member of Board of Directors NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/13/2016 ADDRESS: 607 14th St. NW, Ste 750, Washington DC 20005, United States DESCRIPTION: Attend board meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-07 |
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