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James Richard Sotell

Comperio Retirement Consulting, Inc.

Cary, NC

CRD 1983050

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Employer firm

Comperio Retirement Consulting, Inc. CRD 140786

$1.99B regulatory AUM 27 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Comperio Retirement Consulting, Inc.

2500 Regency Parkway, Cary, NC 27518 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-06-08
  • NC RA
    APPROVED
    Since 2006-06-08

Branch Locations

2500 Regency Parkway, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comperio Retirement Consulting, Inc. Chapel Hill NC 05/2006 Present
Previous Registrations
  • 2006-05-04 → 2015-12-31
    Chapel Hill Investment Advisors
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-13
S63 Uniform Securities Agent State Law Examination 1989-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-04-13
  • S63 Uniform Securities Agent State Law Examination
    1989-10-05

View on SEC IAPD

Nearby Firms

VERATIS ADVISORS, INC.
RFG ADVISORY, LLC
EDWARD JONES

Nearby Investors

STEPHEN DREW SIMPSON
LIAM BRIAN JOHNSON
DEREK THOMPSON WILLIAMS

Nearby Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC

More in Cary, NC

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