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Maureen Oneill Dowling

Key Investment Services LLC

Fairport, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

6716 Pittsford-Palmyra Rd., Fairport, NY 14450 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Fairport NY 07/2012 Present
Previous Registrations
  • 2007-11-30 → 2012-07-11
    Hsbc Securities (Usa) Inc.
    Palmyra, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Fairport, NY
    New York City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-28
S63 Uniform Securities Agent State Law Examination 1989-09-07
  • S65 Uniform Investment Adviser Law Examination
    2007-11-28
  • S63 Uniform Securities Agent State Law Examination
    1989-09-07

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK · Fairport, NY
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