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Brian Edward Lingle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-07-06
TX RA APPROVED_RES 2013-04-10
AK RA APPROVED 2009-01-08
  • UT RA
    APPROVED
    Since 2015-07-06
  • TX RA
    APPROVED_RES
    Since 2013-04-10
  • AK RA
    APPROVED
    Since 2009-01-08

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 01/2009 Present
Bank Of America, N.A. Salt Lake City UT 12/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-17
S63 Uniform Securities Agent State Law Examination 1999-09-18
  • S65 Uniform Investment Adviser Law Examination
    2000-05-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-18

View on SEC IAPD

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