Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-08-04
TX RA APPROVED 2017-08-04
  • LA RA
    APPROVED
    Since 2017-08-04
  • TX RA
    APPROVED
    Since 2017-08-04

Branch Locations

805 West Bayou Pines Dr, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Charles LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Charles LA 11/2016 08/2017
Wells Fargo Advisors Financial Network, Llc Lake Charles LA 08/2017 Present
Previous Registrations
Other Businesses

BAYOU PINES WEST LLC; INVESTMENT RELATED; LAKE CHARLES, LA; 33.3% OWNERSHIP; LLC OWNS COMMERCIAL REAL ESTATE; START DATE 2014; 0 HRS PER MONTH, NO DUTIES. BAYOU PINES EAST LLC; INVESTMENT RELATED; LAKE CHARLES LLC; LLC OWNS COMMERCIAL REAL ESTATE OFFICE BUILDINGS; 36.048% OWNERSHIP; START DATE 2013/2014; 0 HRS PER MONTH; INHERITED INTEREST IN FAMILY LLC; NO DUTIES. CITIES SERVICES LLC; INV-RELATED; BIRMINGHAM, AL; 3.703% OWNERSHIP; START: 2013-2014; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: NO DUTIES. STEVENS SAVOIR LLC; INV RELATED; LAKE CHARLES, LA; 33.33% OWNERSHIP; START DATE 1/2015; 0 HRS PER MONTH. POWER OF ATTORNEY FOR FATHER; INV. RELATED; LAKE CHARLES, LA; START DATE 3/26/2015; 15 HRS PER MONTH; LESS THAN 1 HR DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; LAKE CHARLES, LA; START DATE 9/8/2015; 4 HRS PER MONTH; LESS THAN 1 HR DURING TRADING. TALLAHASSEE HOTEL LLC; INV. RELATED; BIRMINGHAM, AL; 3.33% OWNERSHIP (THROUGH BAYOU PINES EAST LLC); REAL ESTATE DEVELOPMENT/HOTEL; START DATE 4/2017; 0 HRS PER MONTH; DUTIES: NONE, PASSIVE INVESTOR. STEVENS & GUILBEAUX FINANCIAL CONSULTING GROUP, LLC; INVESTMENT RELATED; LAKE CHARLES,LA; 73% OWNERSHIP; START DATE 06/10/2019; NUMBER OF HOURS PER MONTH 180; NUMBER OF HOURS DURING TRADING 180; FINANCIAL ADVISOR. STEVENS POINT, LLC; INVESTMENT RELATED; LAKE CHARLES,LA; 50% OWNERSHIP; START DATE 09/10/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. ERIC TRAMMELL STEVENS, LLC; INVESTMENT RELATED; LAKE CHARLES,LA; 100% OWNERSHIP; START DATE 01/15/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6.5; FNET PRACTICE. JAMES GUILBEAUX JR, LLC; INVESTMENT RELATED; LAKE CHARLES,LA; 100% OWNERSHIP; START DATE 01/15/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6.5; FNET PRACTICE. STEVENS & GUILBEAUX FINANCIAL CONSULTING GROUP, LLC; INVESTMENT RELATED; LAKE CHARLES,LA; 27% OWNERSHIP; START DATE 01/15/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6.5; FNET PRACTICE. ETS PROPERTIES, LLC, INVT RELATED, LAKE CHARLES, LA, 100% OWNERSHIP, START DATE 10/30/2024, 5 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-26
S63 Uniform Securities Agent State Law Examination 1999-03-17
  • S65 Uniform Investment Adviser Law Examination
    1999-04-26
  • S63 Uniform Securities Agent State Law Examination
    1999-03-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lake Charles, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor