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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-04-24 |
| TX | RA | APPROVED_RES | 2011-08-16 |
| MO | RA | APPROVED | 2011-08-09 |
Branch Locations
12400 Olive Blvd Ste 305, St. Louis, MO 63141 • United States
Palm Beach Gardens, FL • United States
1892 Burleigh Blvd, Tavares, FL 32778 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dennis Roodman - Insurance | St. Louis | MO | 08/1989 | Present |
| Integrated Financial Group | Atlanta | GA | 02/2007 | Present |
| Lpl Financial Llc | Creve Coeur | MO | 08/2011 | Present |
(1)05/23/2011: NO BUSINESS NAME - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INTERGRATED FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - DBa for securities business (2)05/23/2011: NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION(S) - FIXED INSURANCE SALES: FIXED, LIFE, HEALTH. LTC, DISABILITY, GROUP, INSURANCE - 10% TIME SPENT (3)06/13/2011: COMMONWEALTH ANNUITY AND LIFE - VA TRAILS - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - CONTINUE TO RECEIVE TRAILS AND SERVICE VAS WITH COMMONWEALTH ANNUITY AND LIFE CO. - 1% TIME SPENT (4)07/25/2011: INTERGRATED FINANCIAL GROUP OF ST. LOUIS - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - LLC set up for the purpose of sharing office lease between LPL reps Morris Shank and Denny Roodman - 0% TIME SPENT - LLC set up for the purpose of sharing office lease between LPL reps
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-28 |
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