Best Investors Account Sign in

Frank Ray Link

Morgan Stanley

Annapolis, MD

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Annapolis MD 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Annapolis, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Baltimore, MD
  • 1999-05-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Baltimore, MD
    Ellicott City, MD
    Ellicott Cty, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-13
S63 Uniform Securities Agent State Law Examination 1993-03-25
  • S65 Uniform Investment Adviser Law Examination
    1995-01-13
  • S63 Uniform Securities Agent State Law Examination
    1993-03-25
Other Names
  • Frank Ray Link
  • Frank Ray Link
  • Frank Ray Link Ii

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC
RCS FINANCIAL PLANNING, LLC
MARINER INDEPENDENT
EQUITABLE ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES

Other Investors

Robert E Saunders
DONALD WILLIAM COLLETT
LEE DONALD BOLLHORST
JAMES WILSON THOMAS
Stefen Thomas Main
SAMANTHA MARIE LONG
Daniel Maris Beigel
JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor