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James C Pucci

Raymond James & Associates, Inc.

Goshen, NY

CRD 1981498

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

500 Canal Street, Goshen, NY 10924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Goshen NY 03/2014 Present
  • 03/2014 → Present
    Raymond James & Associates
    Goshen, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-12-02
  • S63 Uniform Securities Agent State Law Examination
    2002-12-02
Other Names
  • Jamie Pucci

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.

Nearby Investors

ALEXANDER STUART TAUB
BRAD JOSEPH WHITTED
ALLEN MARSHALL ZICK

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GOSHEN, NY
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · GOSHEN, NY
OSAIC WEALTH, INC. · GOSHEN, NY

More in Goshen, NY

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