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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-02-28 |
| TX | RA | APPROVED | 2020-02-28 |
Branch Locations
2660 Eastchase Ln Ste 301, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 04/1990 | 02/2020 |
| Wells Fargo Clearing Services, Llc. | Montgomery | AL | 02/2020 | Present |
ARBONNE INTERNATIONAL, NOT INVT RELATED, MILLBROOK, AL, INDEPENDENT CONSULTANT, START DATE 4/1/2006, 2 HRS PER MONTH, 0 HRS DURING TRADING, OUTSIDE SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-07 |
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