Terry Jerome Heinrichs

Current Employers

Employment History

• 09/1994 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, WI
• 10/2009 → 11/2022
  Bank Of America, N.A.
  Madison, WI
• 11/2022 → Present
  Sanctuary Securities, Inc.
  Madison, WI
• 11/2022 → Present
  Sanctuary Advisors, Llc
  Madison, WI

Previous Registrations

• 1996-09-05 → 2022-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, WI
  Madison, WI

Other Businesses

1) Name: Society for Quantitative Ethnography Position: President Nature: The main purpose of the Society is to host international conferences for the university professors, students and related people to present and share ideas involving quantitative ethnography. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 03/07/2019 Address: 5509 Trempealeau Trail, Madison WI 53705, United States Description: I serve as President. However, my main role is to provide business acumen to an organization otherwise run and influenced by university academics. 2) Name: Society for Quantitative Ethnography Position: President Nature: The main purpose of the Society is to host international conferences for the university professors , students and related people to present and share ideas involving quantitative ethnography. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 03/07/2019 Address: 5509 Trempealeau Trail, Madison WI 53705, United States Description: I serve as President. However, my main role is to provide business acumen to an organization otherwise run and influenced by university academics. 3) Name: Dumb & Dumber LLC Position: Managing Member Nature: This is an LLC created with my father (50% owner) to invest in the Nolan Hotel, a Holiday Inn Express hotel in Madison, WI. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 06/17/2013 Address: 5509 Trempealeau Trail, Madison WI 53705, United States Description: I file the financial reports, organize the tax filing and handle any financial disbursements. 4) FRIENDS OF PBS WISCONSIN POSITION: Audit Committee NATURE: The Friends of PBS Wisconsin provides fundraising support for PBS Wisconsin, the local (state-wide) public television station. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2026 ADDRESS: 821 University Ave, Madison WI 53706, United States DESCRIPTION: The committee oversees the annual audit process on the behalf of the Friends board.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-28
• S65 Uniform Investment Adviser Law Examination
  1996-08-28