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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • IL RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

10415 Morado Circle The Avallon-Building I, Suite 150, Austin, TX 78759 • United States

Resource Consulting Group, Inc.

10415 Morado Circle Bldg 1, Suite #150, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1989-12-11
  • TX RA
    APPROVED
    Since 1989-12-11

Branch Locations

10415 Morado Circle Bldg 1, Suite #150, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Austin TX 08/1989 11/2023
Resource Consulting Group Austin TX 08/1989 Present
Osaic Wealth, Inc. Austin TX 11/2023 Present
  • 08/1989 → 11/2023
    Fsc Securities Corporation
    Austin, TX
  • 08/1989 → Present
    Resource Consulting Group
    Austin, TX
  • 11/2023 → Present
    Austin, TX
Previous Registrations
  • 1989-10-26 → 2023-11-03
    Fsc Securities Corporation
    Austin, TX
Other Businesses

1) DAVID P ROBINSON POSITION: Insurance Agent NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1994 ADDRESS: 10415 Morado Circle, Bldg I, Ste 150, Austin TX 78759, United States DESCRIPTION: Review applications submitted by staff & collect renewals on existing insurance business. 2) RCG FINISH WELL, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 35 START DATE: 12/31/2007 ADDRESS: 10415 Morado Circle, Bldg I, Ste 150, Austin TX 78759, United States DESCRIPTION: This is my wealth management firm. I serve as President/CEO and my duties include vision casting, team leadership, business management, securities compliance supervision, new business development & acquisitions. 3) RESOURCE CONSULTING GROUP, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 140 START DATE: 01/01/1990 ADDRESS: 10415 Morado Circle, Bldg I, Ste 150, Austin, TX 78759, Austin TX 78759, United States DESCRIPTION: bus. management, compliance supervision, business development, client meetings, hourly financial consultations, staff meetings, economic & market research, etc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-31
S63 Uniform Securities Agent State Law Examination 1989-10-20
  • S65 Uniform Investment Adviser Law Examination
    1994-03-31
  • S63 Uniform Securities Agent State Law Examination
    1989-10-20
Designations

View on SEC IAPD

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