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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-26
TX RA APPROVED_RES 2026-05-21
  • CA RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED_RES
    Since 2026-05-21

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

169 Hartnell Ave Suite 128, Redding , CA 96002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redding CA 05/2009 11/2016
Benjamin F. Edwards & Co., Inc. Redding CA 05/2026 Present
Wells Fargo Clearing Services, Llc Redding CA 11/2016 05/2018
Stifel Nicolaus & Co Inc Redding CA 05/2018 10/2021
Unemployed Redding CA 10/2021 07/2023
Fenn Farms, Llc Durham CA 10/2022 10/2022
Lpl Financial Roseville CA 08/2023 10/2023
Patriot Lawn & Yard Redding CA 11/2023 06/2024
Fenn Farms, Llc Durham CA 10/2023 11/2023
Lpl Financial Redding CA 06/2024 07/2024
Lpl Financial Redding CA 07/2024 05/2026
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Redding, CA
  • 05/2026 → Present
    Benjamin F. Edwards & Co., Inc.
    Redding, CA
  • 11/2016 → 05/2018
    Redding, CA
  • 05/2018 → 10/2021
    Stifel Nicolaus & Co Inc
    Redding, CA
  • 10/2021 → 07/2023
    Unemployed
    Redding, CA
  • 10/2022 → 10/2022
    Fenn Farms, Llc
    Durham, CA
  • 08/2023 → 10/2023
    Lpl Financial
    Roseville, CA
  • 11/2023 → 06/2024
    Patriot Lawn & Yard
    Redding, CA
  • 10/2023 → 11/2023
    Fenn Farms, Llc
    Durham, CA
  • 06/2024 → 07/2024
    Lpl Financial
    Redding, CA
  • 07/2024 → 05/2026
    Lpl Financial
    Redding, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1999-09-10
Other Names
  • Cody Washburn
  • Cody Emerson Washburn

View on SEC IAPD

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