John Robert Heller

Current Employers

Employment History

• 10/2007 → 02/2017
  Cetera Investment Services
  St. Cloud, MN
• 10/2007 → 02/2017
  Cathay Bank
  San Gabriel, CA
• 01/2014 → 02/2017
  Cetera Investment Advisers Llc
  El Monte, CA
• 02/2017 → 09/2017
  Lpl Financial, Llc
  El Monte, CA
• 09/2017 → 04/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2017 → 04/2023
  Cetera Investment Advisers Llc
  San Gabriel, CA
• 04/2023 → 06/2024
  City National Securities, Inc.
  Los Angeles, CA
• 06/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2024 → Present
  Cathay Bank
  San Gabriel, CA
• 06/2024 → Present
  Cetera Investment Advisers Llc
  San Gabriel, CA

Previous Registrations

• 2023-04-25 → 2024-06-26
  Rbc Securities, Inc
  Los Angeles, CA
  Los Angeles, CA
• 2017-09-25 → 2023-04-14
  Cetera Investment Advisers Llc
  El Monte, CA
  San Gabriel, CA
• 2017-03-01 → 2017-09-25
  Lpl Financial Llc
  El Monte, CA
  El Monte, CA
  San Diego, CA
• 2014-01-21 → 2017-02-28
  Cetera Investment Advisers Llc
  El Monte, CA
• 2007-10-03 → 2014-01-21
  Cetera Investment Services Llc
  Artesia, CA
  Northridge, CA
  Union City, CA
  El Monte, CA
  Sacramento, CA
  Los Angeles, CA
  Plano, TX
  Fountain Valley, CA
  Millbrae, CA
  Richmond, CA
  Burlingame, CA
• 2005-10-20 → 2007-09-26
  Northwestern Mutual Investment Services, Llc
  Woodland Hls, CA
  Woodland Hls, CA

Other Businesses

COMPLIANCE OFFICER FOR CATHAY BANK; MONITORS FDIC REGULATIONS; ADVISE ON BANK POLICIES AND PROCEDURES; KEEP ABREST OF BANKING REGULATIONS; BOARD MEMBER OF HOME OWNER'S ASSOCIATION; 1 HR/MOS; TRUSTEE, GRANTOR, AND BENEFICIARY OF OWN TRUST

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-05
• S63 Uniform Securities Agent State Law Examination
  1991-06-14