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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2004-06-22 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
SMITH VINTAGE SPORTS CARDS AND MEMORABILIA; NOT INVESTMENT RELATED; CHARLOTTE, NC; BUY AND SELL SPORTS CARDS & MEMORABILIA; 100% OWNER; START DATE 03/15/2009; 20 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INCLUDE THE GENERAL OPERATIONS OF THE BUSINESS. TK CONSULTING, LLC, INV. RELATED, ANACONDA, MT. START: 10/1/17, 5 HOURS/MONTH, 0 DURING TRADING, AUTOMOTIVE HOLDINGS AND INVENTORY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-18 |
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