Patrick Marvin Broeske

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Fond Du Lac, WI

Previous Registrations

• 2000-11-06 → 2002-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fond Du Lac, WI

Other Businesses

1. 1/20/2011 - OWNERSHIP OF LLC - FIDUCIARY CONSULTANTS, LLC - NOT AN ACTIVE LLC. DOES NOT USE AS A DBA FOR LPL OR ANY OUTSIDE ACTIVITY. HOLDS THE NAMING RIGHTS IN THE STATE OF WI. 2. 06/12/2012: DBA ONLY / LAKESIDE WEALTH MANAGEMENT, LLC / TIME SPENT 50% / FOND DU LAC, WI 3. 01/17/2024 - Broeske Asset Management, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/20/2002 - 200 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-16
• S63 Uniform Securities Agent State Law Examination
  1989-09-25

Other Names

• Pat Broeske