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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-01-28 |
| WI | RA | APPROVED | 2002-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Fond Du Lac | WI | 11/2002 | Present |
1. 1/20/2011 - OWNERSHIP OF LLC - FIDUCIARY CONSULTANTS, LLC - NOT AN ACTIVE LLC. DOES NOT USE AS A DBA FOR LPL OR ANY OUTSIDE ACTIVITY. HOLDS THE NAMING RIGHTS IN THE STATE OF WI. 2. 06/12/2012: DBA ONLY / LAKESIDE WEALTH MANAGEMENT, LLC / TIME SPENT 50% / FOND DU LAC, WI 3. 01/17/2024 - Broeske Asset Management, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/20/2002 - 200 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-25 |
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