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1024 Santa Clara Avenue, Alameda, CA 94501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-24 |
| CA | RA | APPROVED | 2009-12-17 |
| NJ | RA | APPROVED | 2009-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asia Global Asset Management | San Francisco | CA | 12/2009 | Present |
INSURANCE, JEFFERSON PILOT, PRUDENTIAL AND METLIFE, NO, 6 LAKE DRIVE NEW HYDE PARK, NY 11040, STATUTORY AGENT, 4/9/2006, 1 HOUR PER MONTH, LESS THAN 1 TRADING HOUR DAY, SELLING FIXED LIFE INSURANCE POLICIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-06 |
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