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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Master One Tax Service Morgantown KY 01/1997 Present
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2013 Present
Robert W. Baird & Co. Incorporated Bowling Green KY 10/2019 Present
  • 01/1997 → Present
    Master One Tax Service
    Morgantown, KY
  • 09/2013 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Bowling Green, KY
Previous Registrations
  • 2013-09-12 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Bowling Green, KY
  • 2011-04-29 → 2013-09-18
    Bowling Green, KY
  • 2004-01-16 → 2006-11-07
    Morgan Stanley Dw Inc.
    Bowling Green, KY
    Bowling Green, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-12
S63 Uniform Securities Agent State Law Examination 1995-04-19
  • S65 Uniform Investment Adviser Law Examination
    2012-03-12
  • S63 Uniform Securities Agent State Law Examination
    1995-04-19
Other Names
  • Melissa Dawn Belcher
  • Melissa D Parker

View on SEC IAPD

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