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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-10-15
  • UT RA
    APPROVED
    Since 2019-10-15

Branch Locations

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-06-27
  • UT RA
    APPROVED
    Since 2017-06-27

Branch Locations

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Lehi, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gdns FL 01/1994 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 05/2011 09/2019
Lincoln Investment Getzville NY 01/2017 Present
  • 01/1994 → 01/2017
    Legend Equities Corporation
    Palm Beach Gdns, FL
  • 05/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Getzville, NY
Previous Registrations
  • 2011-05-09 → 2019-10-04
    Legend Advisory, Llc
    Amherst, NY
    Midvale, UT
    Palm Beach Gardens, FL
    Getzville, NY
    West Valley City, UT
Other Businesses

UNIQUE CAR GUY, LLC POSITION: I am everything. NATURE: Car Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRESS: 2698 South Redwood Road,, Unit O,, West Valley City UT 84119 DESCRIPTION: I buy and sell interesting automobiles

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-02
  • S63 Uniform Securities Agent State Law Examination
    1990-11-02
Designations

View on SEC IAPD

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