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Carol Dianne Jenkins

LPl Financial LLC

Hurst, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-08-01
  • TX RA
    APPROVED
    Since 2005-08-01

Branch Locations

860 Airport Fwy Ste 201, Hurst, TX 76054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Hurst TX 08/2005 Present
  • 08/2005 → Present
    Linsco Private Ledger
    Hurst, TX
Previous Registrations
Other Businesses

1. 06/15/10 - OTHER-CHURCH,BOOKING FOR THE HONDURAS MISSION. MAINTAIN COPIES OF TRANSACTIONS AND WORK WITH THE FINANCIAL ADMINISTRATOR TO BALANCE THE MONIES IN THE DENTAL AND OPTICAL MISSIONS TO THE CHURCH GENERAL LEDGER FOR THE ACCOUNT. REVIEW BANK ACCOUNT AND RECONCILE., PEACE LUTHERAN CHURCH, 1% TX.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01
Other Names
  • Carol Dianne Richardson

View on SEC IAPD

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