Kenneth Dwain Graves

Current Employers

Employment History

• 06/2003 → Present
  Capital Research Advisors, Llc
  Sugar Hill, GA
• 08/2009 → Present
  Ceros Financial Services, Inc.
  South Boston, MA

Previous Registrations

• 2003-01-28 → 2003-06-16
  Cambridge Investment Research, Inc.
  Sugar Hill, GA

Other Businesses

HOMEOWNERS MANAGEMENT ENTERPRISES, LLC-NON INVESTMENT RELATED-PROPERTY MANAGEMENT-49%OWNER OFFICER-STARTED 12/28/07-20 HRS A MONTH DURING NON TRADING HRS-HAVE NO DAY TO DAY ACTIVITY-50% VOTING RIGHTS PRIVATE FUND GENERAL MANAGING PARTNER; KD&D PARTNERS, LLC; 4185 SILVER PEAK PKWAY, SUWANEE, GA 30024; PRIVATE INVESTMENT/HEDGE FUND CALLED US 50 FUND,LP. OWNER; 15 HOURS PER MONTH; 4 HOURS DURING TRADING; 33.3% OWNER; THE STUDENT SCHOLARSHIP FUND OF GEORGIA, INC.-NON INVESTMENT RELATED-NON PROFIT-STARTED 11/03/08-5HRS A MONTH DURING NON TRADING HRS-HAVE NO DAY TO DAY ACTIVITY-20% VOTING RIGHTS------------ CAPITAL RESEARCH ADVISORS; START DATE: JUNE 2003; RIA FIRM; IAR/MAJORITY OWNER; 120 HRS PER MONTH; 30 HOURS PER WEEK DURING TRADING HOURS; INVESTMENT RELATED. HAMPTON ARBORS CONDO ASSOCIATION; ONGOING NON-PROFIT/VOLUNTEER WORK; OFFICER; 2 HOURS PER MONTH; 0 HOURS DURING TRADING DAY; NOT INVESTMENT RELATED; NAAIM; 6732 W. Coal Avenue #446, Littleton, CO 80123; Officer; 5 hours per month; 2 hours during trading; Not investment related; Frontline Policy,Is Not Investment Related,"15 Perry St, Suite 373, , Newnan, GA, 30263, United States",Aid state decisons on education and taxation,Volunteer Board Member,5/2/2023,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Attend online board meetings 2x a year and 2 in person board meetings 2x a year.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-01
• S63 Uniform Securities Agent State Law Examination
  1992-11-12