Tracy Armstrong Faucette

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1996 → 04/2025
  Edward D. Jones & Co., L.P.
  St. Louis, MO
• 04/2025 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2025 → Present
  Avenor Wealth
  Forest City, NC

Previous Registrations

• 2001-12-31 → 2025-05-01
  Edward Jones
  Forest City, NC

Other Businesses

1. Fixed insurance sales; as of 4/28/2025; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Markets By Design; a private entity established to facilitate securities, advisory, and insurance business; Located at Forest City, NC 28043; as of 04/28/2025; 90% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Avenor Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Forest City, NC 28043; as of 04/09/2025; 95% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-16
• S63 Uniform Securities Agent State Law Examination
  1994-06-06

Other Names

• Tracy Leigh Armstrong
• Tracy Leigh Armstrong