Joseph Brian Kelly

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 01/2010 → Present
  Bank Of America, N.A.
  Northbrook, IL

Previous Registrations

• 2007-08-06 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Winnetka, IL

Other Businesses

I*509937 For profit or not for profit: Name of outside business organization: Misneach Caim, LLC Investment related: N Address of business: Birmingham, Michigan, 48009 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 7/9/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Provide administrative duties to Bloomfield Pediatrics, LLC 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: HURRICANE, UTAH 84737 5.NATURE OF BUSINESS: LLC, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 6/1/2013 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: THIS IS A CONDO THAT I OWN IN SOUTHER UTAH WHICH I WILL BE PERIODICALLY BE RENTING. I*117982 For profit or not for profit: Non-Profit Organization Name of outside business organization: Coral Springs Resort Investment related: N Address of business: Hurricane, Utah 84737 Nature of business: LLC, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board of Directors Member Oversee as member of the board all decisions pertinent to activities of the resort to which I am an owner of a vacation home.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-05-10
• S65 Uniform Investment Adviser Law Examination
  2007-08-02

Other Names

• Joe Kelly