Jeffrey D Plummer

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Park Avenue Securities
  Harrisburg, NC
• 09/2000 → Present
  Guardian Life Insurance Company
  Harrisburg, NC
• 03/2010 → Present
  Guardian Life Insurance Co Of America
  Charlotte, NC
• 03/2010 → Present
  Park Avenue Securities Llc
  Charlotte, NC

Previous Registrations

• 2007-08-02 → 2009-12-04
  Signator Investors, Inc.
  Charlotte, NC
• 2005-05-24 → 2007-07-03
  Equitable Advisors, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. Insurance Other Than Guardian, Start Date: 10/1/2023, Address: 625 Maryville Centre #100, St. Louis, MO 63141, 1 total hour; 1 during securities trading hours, Investment Related, Less than 10% annual compensation, 2) Forsythe Findley Wealth Strategies LLC, Start Date: 10/29/2025, Nature: LLC needed for Guardian Group overrides to be paid out, Address: 1604 Elk Fork Rd Wildwood MO 63038, Duties: Owner, 1 total hour per month; 1 during securities trading hours, Not Investment Related, 3) The Dublin Christian Academy Endowment, Start Date: 1/1/2026, Nature: Alumni/Boarding School in New Hampshire, Address: 1604 Elk Fork Road Wildwood MO 63038, Duties: Co-Chair of the Advisory Board reporting to the Board of Directors. Help organize the structure of this advisory board, 3 total hours per month; 1 during security trading hours, Not Investment Related,

Exams

• S66 Uniform Combined State Law Examination
  2005-05-04
• S63 Uniform Securities Agent State Law Examination
  1989-09-18

Other Names

• Jeff Plummer
• Jeffrey Dwight Plummer