Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-13 |
| NJ | RA | APPROVED | 2018-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 10/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 09/2016 | 09/2017 |
I*130011 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Legion Auxiliary Investment related: N Address of business: Leonardo, New Jersey 07737 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 1/1/2020 Number of hours devoted: 15 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: President of the American Legion Auxiliary and Vice President of Monmouth County
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
Reach out to this advisor