Lisa Marie Natale

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ
• 09/2016 → 09/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ

Previous Registrations

• 2004-07-22 → 2008-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ
  Red Bank, NJ

Other Businesses

I*130011 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Legion Auxiliary Investment related: N Address of business: Leonardo, New Jersey 07737 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 1/1/2020 Number of hours devoted: 15 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: President of the American Legion Auxiliary and Vice President of Monmouth County

Exams

• S66 Uniform Combined State Law Examination
  2018-01-22
• S63 Uniform Securities Agent State Law Examination
  2000-12-04

Other Names

• Lisa Marie Waldron
• Lee Connor
• Lisa Marie Connor
• Lisa Marie Natale
• Lisa Natale