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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New London | CT | 11/2005 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 06/2025 | Present |
NOTARY; NOT INV RELATED; OAKDALE, CT; NOTARIZE SIGNATURES; NOTARY; START DATE: 06/30/2009; 1 HRS PER MONTH; 1 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-10 |
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