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David Alan Horvath

Wells Fargo Clearing Services, LLC

Austin, TX

Burnet, TX

Kingsland, TX

Spicewood, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

1101 Buchanan Dr, Burnet, TX 78611 • United States

939 Ranch Rd 1431, Kingsland, TX 78639 • United States

Spicewood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lakeway TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lakeway TX 11/2016 Present
Previous Registrations
  • 2006-12-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Dripping Springs, TX
    Cedar Park, TX
    Houston, TX
    Lakeway, TX
    Lakeway, TX
    Austin, TX
    Bee Cave, TX
    Bastrop, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-09
S63 Uniform Securities Agent State Law Examination 1992-03-12
  • S66 Uniform Combined State Law Examination
    2006-12-09
  • S63 Uniform Securities Agent State Law Examination
    1992-03-12
Other Names
  • David Alan Horvath
  • David Alan Horvath

View on SEC IAPD

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David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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