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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-12-06
TX RA APPROVED 2013-03-19
GA RA APPROVED 2011-04-06
  • SC RA
    APPROVED
    Since 2018-12-06
  • TX RA
    APPROVED
    Since 2013-03-19
  • GA RA
    APPROVED
    Since 2011-04-06

Branch Locations

2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Duluth GA 04/2011 03/2020
Ameriprise Financial Services, Llc Duluth GA 03/2020 Present
Previous Registrations
  • 1992-11-30 → 2011-04-12
    Waddell & Reed
    Alpharetta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

Board of Directors; Holy Cross Finance Council; Chair and Treasurer of the Finance Council,; 3733 Chamblee Tucker Rd, , Atlanta, GA, 30341; Not Investment-Related; 05/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-18
S63 Uniform Securities Agent State Law Examination 1989-07-31
  • S65 Uniform Investment Adviser Law Examination
    1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1989-07-31
Designations
Other Names
  • Thomas P Carney

View on SEC IAPD

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