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Michael Charles Marron

LPl Financial LLC

Park Ridge, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-23
  • IL RA
    APPROVED
    Since 2020-06-23

Branch Locations

1300 Higgins Rd Ste 218, Park Ridge, IL 60068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Oakbrook IL 03/2015 06/2020
Lpl Financial, Llc Park Ridge IL 06/2020 Present
  • 03/2015 → 06/2020
    Sagepoint Financial
    Oakbrook, IL
  • 06/2020 → Present
    Lpl Financial, Llc
    Park Ridge, IL
Previous Registrations
  • 2015-03-11 → 2020-06-10
    Osaic Services, Inc.
    Oakbrook, IL
    Oak Brook, IL
    St. Charles, IL
    Oak Brook, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2004-01-30 → 2015-03-10
    Retirement Plan Advisors, Llc
    Chicago, IL
    Chicago, IL
Other Businesses

1. 06/05/2020 - INTEGRATED FINANCIAL CONCEPTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ PARK RIDGE, IL 2. 03/01/2015 - MARRON & ASSOCIATES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ PARK RIDGE, IL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-30
S63 Uniform Securities Agent State Law Examination 1995-11-10
  • S65 Uniform Investment Adviser Law Examination
    2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    1995-11-10

View on SEC IAPD

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Other Offices

EDWARD JONES · PARK RIDGE, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PARK RIDGE, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Park Ridge, IL
CETERA INVESTMENT ADVISERS LLC · PARK RIDGE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Park Ridge, IL
LPL FINANCIAL LLC · PARK RIDGE, IL
CITIGROUP GLOBAL MARKETS INC. · PARK RIDGE, IL
EDWARD JONES · PARK RIDGE, IL

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