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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-24
  • OH RA
    APPROVED
    Since 2026-03-24

Branch Locations

5636 Bridgetown Rd., Ste F, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fairfield OH 02/2009 03/2020
Ameriprise Financial Services, Llc Fairfield OH 03/2020 03/2026
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2026 Present
Previous Registrations
Other Businesses

1. FOCUS WEALTH MANAGEMENT, 5636 Bridgetown Rd, Cincinnati, OH 45248, 03/13/2026, Agent, DBA Name, NIR, 80 HR/MO - 80 HR/MO TRADING 2. OTTO AND WALSH CONSTRUCTION, 93 Junedale Dr, Cincinnati, OH 45218, 03/13/2026, Owner, Construction/Labor, NIR, 80 HR/MO - 60 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 03/24/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-03-18
  • S63 Uniform Securities Agent State Law Examination
    2002-03-18
Other Names
  • Jay R Otto

View on SEC IAPD

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