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Sabine Erika Regina Koenig

Martin Nelson & Co., Inc.

Seattle, WA

Seattle, WA

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Current Employers
Martin Nelson & Co., Inc.

1500 Westlake Ave North #200, Seattle, WA 98109-3031 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-07-29
  • WA RA
    APPROVED
    Since 2020-07-29

Branch Locations

1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031 • UNITED STATES

1500 Westlake Ave N # 200, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin Nelson & Co Inc Seattle WA 01/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Other Names
  • Sabine Erika Regina Koenig

View on SEC IAPD

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