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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-27
WA RA APPROVED 2006-08-12
  • TX RA
    APPROVED_RES
    Since 2010-10-27
  • WA RA
    APPROVED
    Since 2006-08-12

Branch Locations

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Spokane WA 08/2006 Present
Previous Registrations
Other Businesses

1) RENTAL PROPERTY, 2/1/1990. OWNER, 3 HOURS PER MONTH. CAMERON & CO., 18904 E CRESTWOOD LANE, OTIS ORCHARDS, WA 99027. 9/1/99, PRESIDENT, 2 HOURS PER MONTH. KHRMA/ROAD MAINTANENCE ASSOC FOR THE DEVELOPEMENT I RESIDE IN/ 1HR. PER MONTH. 2) 8406 e upriver drive / Spokane / Washington / 99212/ United States /Real-estate purchase / Real Estate /owner of real estate rental/ / Proprietor / owner /Own the property and rent it/ Receive compensation?: Yes/ Investment in business?: Yes, 100% / Start Date 6/2/2020 3) 4321-4323 n centennial lane spokane valley wa 99212, mowing lawn fixing problem waiting for rent check, i bought a duplex with my son, investor, start date-8/1/2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-07
S63 Uniform Securities Agent State Law Examination 1989-07-18
  • S65 Uniform Investment Adviser Law Examination
    2000-08-07
  • S63 Uniform Securities Agent State Law Examination
    1989-07-18
Other Names
  • Greg Allan Hotchkiss

View on SEC IAPD

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