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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| KY | RA | APPROVED | 2004-01-09 |
Branch Locations
9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States
9750 Ormsby Station Rd Ste 300, Louisville, KY 40223 • United States
Finchville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 07/1989 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Real Estate Ownership; Single Family; 29348 Perdido Beach BlvdOrange Beach, AL 36561, ,; Not Investment-Related; 07/24/2017. Independent Insurance Brokering; F&G Life and Annuities; 05/24/2024; Fixed Annuity. Business Ownership; DMD, LLC; Landlord; This is an LLC that covers the mortgage on the property.; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 03/07/2001; 1 to 9 hours per month; 0 during trading hours / DNL Rentals LLC; landlord; Rental Administration; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 07/24/2017; 1 to 9 hours per month; 0 during trading hours / CCC1989 Services; oversee administrative staff; Consulting; 9405 Mill Brook Rd., Ste 101, Louisville, KY, 40223; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / DMD Services, Inc.; oversee administrative staff; Consulting; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 03/07/2001; 10 to 19 hours per month; 10 to 19 during trading hours / Donohue Family Holdings LLC; Owner; This is a disregarded entity that was set up as part of my estate plan.; 1270 Equestrian Lakes Lane, , Finchville, KY, 40022; Not Investment-Related; 08/14/2025; 0 hours per month; 0 during trading hours / Donohue Family NQ LLC; Owner; This entity was established as part of my broader estate plan. It will eventually hold my investment assets, specifically my non-qualified investments. It is a disregard entity.; 1270 Equestrian Lakes Lane, , Finchville, KY, 40022; Investment-Related; 08/14/2025; 0 hours per month; 0 during trading hours. Board of Directors; SportsWorld; Chairman of the Board; 1919 South Post Rd, , Indianapolis, IN, 46239; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DMD Services, Inc.; Owner; employees work for the franchise advisor and are administrative in nature; 9405 Mill Brook Rd., Ste 101, Louisville, KY, 40223; Not Investment-Related; 01/01/2024; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-07-24 |
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