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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
KY RA APPROVED 2004-01-09
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • KY RA
    APPROVED
    Since 2004-01-09

Branch Locations

9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States

9750 Ormsby Station Rd Ste 300, Louisville, KY 40223 • United States

Finchville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 07/1989 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 29348 Perdido Beach BlvdOrange Beach, AL 36561, ,; Not Investment-Related; 07/24/2017. Independent Insurance Brokering; F&G Life and Annuities; 05/24/2024; Fixed Annuity. Business Ownership; DMD, LLC; Landlord; This is an LLC that covers the mortgage on the property.; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 03/07/2001; 1 to 9 hours per month; 0 during trading hours / DNL Rentals LLC; landlord; Rental Administration; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 07/24/2017; 1 to 9 hours per month; 0 during trading hours / CCC1989 Services; oversee administrative staff; Consulting; 9405 Mill Brook Rd., Ste 101, Louisville, KY, 40223; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / DMD Services, Inc.; oversee administrative staff; Consulting; 9405 Mill Brook Rd., Ste 101, , Louisville, KY, 40223; Not Investment-Related; 03/07/2001; 10 to 19 hours per month; 10 to 19 during trading hours / Donohue Family Holdings LLC; Owner; This is a disregarded entity that was set up as part of my estate plan.; 1270 Equestrian Lakes Lane, , Finchville, KY, 40022; Not Investment-Related; 08/14/2025; 0 hours per month; 0 during trading hours / Donohue Family NQ LLC; Owner; This entity was established as part of my broader estate plan. It will eventually hold my investment assets, specifically my non-qualified investments. It is a disregard entity.; 1270 Equestrian Lakes Lane, , Finchville, KY, 40022; Investment-Related; 08/14/2025; 0 hours per month; 0 during trading hours. Board of Directors; SportsWorld; Chairman of the Board; 1919 South Post Rd, , Indianapolis, IN, 46239; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DMD Services, Inc.; Owner; employees work for the franchise advisor and are administrative in nature; 9405 Mill Brook Rd., Ste 101, Louisville, KY, 40223; Not Investment-Related; 01/01/2024; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-24
  • S63 Uniform Securities Agent State Law Examination
    1989-07-24
Designations
Other Names
  • Dean M Donohue

View on SEC IAPD

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