Mark Emerson Parfet

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Scottsdale, AZ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Scottsdale, AZ

Other Businesses

Business Ownership; 15637 Turf LLC.; Manage and invest in real estate property; Real Estate; 27757 N. 67th Way, , Scottsdale, AZ, 85266; Investment-Related; 04/06/2021; 1 to 9 hours per month; 0 during trading hours / 6701 Scottsdale, LLC.; Management of real estate.; Real estate; N. 67th Way, , Scottsdale, AZ, 85266; Investment-Related; 10/04/2019; 0 hours per month; 0 during trading hours / GPA Scottsdale LLC; Co-owner; Real Estate; 7317 E. Helm Dr., , Scottsdale, AZ, 85260; Not Investment-Related; 09/12/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Toy Barn on Helm; Treasurer; 7317 E Helm Dr, , Scottsdale, AZ, 85260; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-08-23