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David Sanford Thompson

&Partners

High Point, NC

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-19

Branch Locations

1015 Hutton Lane, High Point, NC 27262 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc High Point NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc High Point NC 11/2016 09/2025
&Partners Nashville TN 09/2025 Present
Previous Registrations
  • 2002-06-20 → 2025-09-24
    Wells Fargo Clearing Services, Llc
    High Point, NC
    High Point, NC
    High Point, NC
    Jamestown, NC
  • 2001-04-16 → 2002-06-20
    Wachovia Securities, Inc.
    High Point, NC
Other Businesses

AUTHOR; NON INV RELATED; HIGH POINT, NC; BOOK TITLED CONQUERING KILIMANJARO AND INNER DEMONS; START: 10/1/18; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
SLEDGE AND COMPANY WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
CONCURRENT INVESTMENT ADVISORS, LLC
OSAIC WEALTH, INC.
TRUIST ADVISORY SERVICES, INC.

Other Investors

Warren Richard Lackey
Warren Richard Lackey
BRADFORD CECIL CLINARD
WILLIAM WARREN ARMFIELD
Bradley Tomlin
JAMIE DAVID SLEDGE
Kurt Williams Shuler
WARREN CHAD CARRICK

Other Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC
SLEDGE AND COMPANY WEALTH ADVISORS · HIGH POINT, NC
WELLS FARGO CLEARING SERVICES, LLC · HIGH POINT, NC
CONCURRENT INVESTMENT ADVISORS, LLC · High Point, NC
EDWARD JONES · HIGH POINT, NC
EDWARD JONES · HIGH POINT, NC

More in High Point, NC

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