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David Sanford Thompson

&Partners

High Point, NC

Clayton, MO

CRD 1970913

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Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-19

Branch Locations

1015 Hutton Lane, High Point, NC 27262 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc High Point NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc High Point NC 11/2016 09/2025
&Partners Nashville TN 09/2025 Present
Previous Registrations
  • 2002-06-20 → 2025-09-24
    Wells Fargo Clearing Services, Llc
    High Point, NC
    High Point, NC
    High Point, NC
    Jamestown, NC
  • 2001-04-16 → 2002-06-20
    Wachovia Securities, Inc.
    High Point, NC
Other Businesses

AUTHOR; NON INV RELATED; HIGH POINT, NC; BOOK TITLED CONQUERING KILIMANJARO AND INNER DEMONS; START: 10/1/18; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
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