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8111 Timberlodge Trail, Dayton, OH 45458-2103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-14 |
| OH | RA | APPROVED | 2003-01-23 |
Branch Locations
8111 Timberlodge Trail, Dayton, OH 45458-2103 • United States
8111 Timberlodge Trail, Dayton, OH 45458-2103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Financial Securities, Inc. | Vandalia | OH | 01/1989 | Present |
| Tudor Financial, Inc. | Dayton | OH | 05/1992 | Present |
TUDOR FINANCIAL, INVESTMENT-RELATED, PRESIDENT, COMPLIANCE, IA, FULL-TIME, SALARY, 8111 TIMBERLODGE TRAIL, DAYTON OH 45458 Non-investment related: Real estate rental properties, less than 4 hours a month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-17 |
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