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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-16
  • IL RA
    APPROVED
    Since 2025-10-16

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Burr Ridge, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Dublin OH 03/2013 08/2025
New York Life Insurance Company Dublin OH 02/2013 08/2025
Eagle Strategies Llc Dublin OH 02/2014 08/2025
Mml Investors Services, Llc Lisle IL 10/2025 Present
Massmutual Life Insurance Company Lisle IL 10/2025 Present
  • 03/2013 → 08/2025
    Nylife Securities Llc
    Dublin, OH
  • 02/2013 → 08/2025
    New York Life Insurance Company
    Dublin, OH
  • 02/2014 → 08/2025
    Dublin, OH
  • 10/2025 → Present
    Lisle, IL
  • 10/2025 → Present
    Massmutual Life Insurance Company
    Lisle, IL
Previous Registrations
  • 2014-02-07 → 2025-09-26
    Dublin, OH
    Downers Grove, IL
    Dublin, OH
    Downers Grove, IL
  • 2010-08-17 → 2012-10-12
    Overland Park, KS
    Uniondale, NY
    Columbus, OH
  • 2008-09-02 → 2008-11-05
    Signator Investors, Inc.
    Westbury, NY
    Westbury, NY
Other Businesses

NAME: DINSEH SAXENA INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER-RENEWAL COMMISSIONS ONLY START DATE: 10/09/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 1989-10-05
  • S66 Uniform Combined State Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    1989-10-05

View on SEC IAPD

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