Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-30
WI RA APPROVED 2019-08-30
  • TX RA
    APPROVED
    Since 2019-08-30
  • WI RA
    APPROVED
    Since 2019-08-30

Branch Locations

8613 Us Hwy. 51 N, Minocqua, WI 54548 • United States

Minocqua, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minocqua WI 05/2008 08/2019
Bank Of America, Na Minocqua WI 12/2009 08/2019
Rbc Capital Markets, Llc. Minocqua WI 08/2019 Present
City National Bank Minocqua WI 10/2019 Present
Previous Registrations
Other Businesses

1) Name: Ascension Lutheran Church Address: 7937 US Highway 51 S Minocqua, WI 54548 Business Description: Lutheran Church Business is not investment related Projected Start Date: 11/01/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: The Stewardship committee of the church reflects the view that members of the church are stewards of the church. The Stewardship committee helps to facilitate this stewardship - this can include encouraging involvement in the church as a volunteer. Volunteer activities could include being involved in the church service as a lector, greeter, etc., or external to the church in things such as helping to clean up the highway, ringing the Salvation Army bell at Christmas time, etc. The Stewardship Committee also helps coordinate the annual stewardship financial commitment phase. In this, each member is asked to consider providing a financial pledge to the church each year. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-31
S63 Uniform Securities Agent State Law Examination 1989-08-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-31
  • S63 Uniform Securities Agent State Law Examination
    1989-08-15
Other Names
  • Kurt D Veldhuizen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minocqua, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor