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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-10-24 |
| MO | RA | APPROVED | 2018-10-23 |
Branch Locations
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
St Charles, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Annuities Distributors, Inc. | Shelton | CT | 08/2016 | 07/2018 |
| Prudential Insurance Company Of America | Shelton | CT | 07/2016 | 05/2018 |
| Russell Investments | Seattle | WA | 10/2018 | Present |
Not an organization. I have written a book that will be published and I may receive income from book sales Nov 01 2025 Not Investments related the book is not related to financial services at all...it a leadership book about teams. Not time has been spent of work time nor will it be in the writing or sale of the book Compensation depends upon the sales 0 hours devoted to this OBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-25 |
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