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Ronald Alan Kern

Morgan Stanley

San Antonio, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-11-12
  • TX RA
    APPROVED
    Since 2010-11-12

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morganstanleysmithbarney San Antonio TX 11/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2010 → Present
    Morganstanleysmithbarney
    San Antonio, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-09-23 → 2011-12-31
    The Quantitative Group, L.P.
    San Antonio, TX
  • 2004-07-01 → 2010-11-15
    Wfg Advisors, Lp
    San Antonio, TX
  • 1996-06-12 → 2004-07-12
    Citigroup Global Markets Inc.
    San Antonio, TX
Other Businesses

FAMILY LIMITED PARTNERSHIP WHERE THE FAMILY HOLDS INVESTMENTS; INVESTMENTS; LIMITED PARNTER; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-14
S63 Uniform Securities Agent State Law Examination 1996-06-11
  • S65 Uniform Investment Adviser Law Examination
    1996-06-14
  • S63 Uniform Securities Agent State Law Examination
    1996-06-11

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1900 WEALTH
ROCKEFELLER FINANCIAL LLC
PARK AVENUE SECURITIES LLC
RBC CAPITAL MARKETS, LLC
KESTRA ADVISORY SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
ULRICH INVESTMENT CONSULTANTS

Other Investors

Daniel W Lasater
ABIGAIL CLAUDIO-JACKSON
RYAN MCCLEARY
JASON MATTHEW PORTER
John David Carrillo
Klinton Chi-Chuen Law
Erik Carl Munson
Joshua L Killeen

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

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