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6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-08 |
Branch Locations
6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2010 | 11/2019 |
| J.P. Morgan Securities Llc | Clayton | MO | 10/2008 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Clayton | MO | 11/2019 | Present |
| J.P. Morgan Securities Llc | Clayton | MO | 11/2019 | Present |
Entity Name: Our Little Haven Investment related: No Address: 4316 St. Louis, Missouri www.ourlittlehaven.org Nature of the other business: Provides care for abused and neglected children through a host of programs for them and their families. Position/Title/Relationship: Trustee Start Date: 05-Nov-2014 Approximate # of hours a month: 0-5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board Chairman/Finance Committee- Trustees; Responsibilities include the overall strategic development and sustenance of the organization. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-25 |
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