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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-07-08 |
| UT | RA | APPROVED | 2014-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Provo | UT | 08/2014 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 01/1997 | Present |
I*4422270, Entity Type: , Name of OBA: R B, Address: Highland, Utah, 84003, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 5 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-04 |
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